ERR
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Regulatory/Compliance Failure

FTX

Crypto Exchange · Collapsed Nov 2022

$1.8Braised$1.8B raised, missing funds6 monthsadvance warning

Case Summary

FTX raised $1.8B and became one of the largest crypto exchanges. Corporate governance was essentially non-existent — no independent board, no CFO for extended periods, audits by an unknown firm. When CoinDesk reported the Alameda balance sheet, collapse took 10 days.

Peak Signal Scores

Company Filings

10

News & Events

8

Funding

7

Market Position

6

Sentiment

5

Workforce

4

Signal Timeline

Jan 2022COMPANY FILINGS

No independent board members. CFO role vacant.

Mar 2022COMPANY FILINGS

Annual audit conducted by an unknown 5-person accounting firm.

Jun 2022MARKET POSITION

Crypto market downturn. Competitor exchange failures begin.

Sep 2022FUNDING

FTX begins emergency investments in failing competitors — signs of contagion exposure.

Nov 2022NEWS & EVENTS

CoinDesk reports Alameda balance sheet concerns.

Nov 2022COLLAPSE

FTX files for bankruptcy within 10 days of CoinDesk report.

What ERR Would Have Shown

By mid-2022, FTX’s corporate governance signals were anomalous. No independent board. No CFO for extended periods. Audits conducted by an unknown 5-person firm. When CoinDesk reported the Alameda balance sheet concerns in November, the collapse took only 10 days — but the governance red flags were visible for at least 6 months prior. ERR’s Company Filings dimension would have flagged the audit anomaly alone.

Current Portfolio Matches

No current portfolio companies match this pattern.